Exhibit 107
Calculation of Filing Fee Tables
Form S-3
(Form Type)
Alto Ingredients, Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
Security
Type | Security
Class Title | Fee
Calculation or Carry Forward Rule | Amount
Registered | Proposed
Maximum Offering Price Per Unit | Maximum
Aggregate Offering Price | Fee
Rate | Amount of
Registration Fee | Carry Forward Form Type | Carry Forward File Number | Carry Forward Initial Effective Date | Filing
Fee Previously Paid In Connection with Unsold Securities to be Carried Forward | |||||||||||||||||||||||||||||||||
Newly Registered Securities | ||||||||||||||||||||||||||||||||||||||||||||
Fees to Be Paid | Debt | Debt Securities | (1) | (1) | (1) | (1) | (1) | (1) | — | — | — | — | ||||||||||||||||||||||||||||||||
Fees to Be Paid | Equity | Common Stock, $0.001 par value per share | (1) | (1) | (1) | (1) | (1) | (1) | — | — | — | — | ||||||||||||||||||||||||||||||||
Fees to Be Paid | Equity | Preferred Stock, $0.001 par value per share | (1) | (1) | (1) | (1) | (1) | (1) | — | — | — | — | ||||||||||||||||||||||||||||||||
Fees to Be Paid | Other | Warrants | (1) | (1) | (1) | (1) | (1) | (1) | — | — | — | — | ||||||||||||||||||||||||||||||||
Fees to Be Paid | Other | Units(2) | (1) | (1) | (1) | (1) | (1) | (1) | — | — | — | — | ||||||||||||||||||||||||||||||||
Fees to Be Paid | Unallocated
(Universal) Shelf | Unallocated
(Universal) Shelf | 457(o) | (1) | (1) | $ | 79,955,509.16 | (1)(3) | 0.0001102 | $ | 8,811.10 | — | — | — | — | |||||||||||||||||||||||||||||
Fees Previously Paid | — | — | — | — | — | — | — | — | — | — | — | — | ||||||||||||||||||||||||||||||||
Carry Forward Securities | ||||||||||||||||||||||||||||||||||||||||||||
Carry Forward Securities | Debt | Debt Securities | 415(a)(6) | (3) | S-3 | 333-238939 | July 1, 2020 | |||||||||||||||||||||||||||||||||||||
Carry Forward Securities | Equity | Common Stock, $0.001 par value per share | 415(a)(6) | (3) | S-3 | 333-238939 | July 1, 2020 | |||||||||||||||||||||||||||||||||||||
Carry Forward Securities | Equity | Preferred Stock, $0.001 par value per share | 415(a)(6) | (3) | S-3 | 333-238939 | July 1, 2020 | |||||||||||||||||||||||||||||||||||||
Carry Forward Securities | Other | Warrants | 415(a)(6) | (3) | S-3 | 333-238939 | July 1, 2020 | |||||||||||||||||||||||||||||||||||||
Carry Forward Securities | Other | Units(2) | 415(a)(6) | (3) | S-3 | 333-238939 | July 1, 2020 | |||||||||||||||||||||||||||||||||||||
Carry Forward Securities | Unallocated (Universal) Shelf | Unallocated (Universal) Shelf | 415(a)(6) | (3) | $ | 20,044,490.84 | (3) | S-3 | 333-238939 | July 1, 2020 | $ | 2,601.78 | ||||||||||||||||||||||||||||||||
Total Offering Amounts | $ | 100,000,000 | (1)(3) | $ | 8,811.10 | |||||||||||||||||||||||||||||||||||||||
Total Fees Previously Paid | — | |||||||||||||||||||||||||||||||||||||||||||
Total Fee Offsets | — | |||||||||||||||||||||||||||||||||||||||||||
Net Fee Due | $ | 8,811.10 |
(1) | Pursuant to Instruction 2.A(iii)(b) of Item 16(b) of Form S-3, this information is not required to be included. An indeterminate amount of the securities of each identified class is being registered as may from time to time be offered under this registration statement at indeterminate prices, along with an indeterminate number of securities that may be issued upon exercise, settlement, exchange or conversion of securities offered or sold under this registration statement, as shall have an aggregate initial offering price up to $100,000,000. Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement also covers any additional securities that may be offered or issued in connection with any stock split, stock dividend or pursuant to anti-dilution provisions of any of the securities. Separate consideration may or may not be received for securities that are issuable upon conversion, exercise or exchange of other securities. In addition, the total amount to be registered and the proposed maximum aggregate offering price are estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(o) under the Securities Act. |
(2) | Units may be issued under a unit agreement and will represent an interest in one or more securities registered under this registration statement including shares of common stock or preferred stock, debt securities or warrants, in any combination, which may or may not be separable from one another. |
(3) | Pursuant to Rule 415(a)(6) under the Securities Act, the securities registered pursuant to this registration statement include $20,044,490.84 of unsold securities (the “Unsold Securities”) previously registered pursuant to the Registration Statement on Form S-3 (File No. 333-238939), which was declared effective on July 1, 2020 (the “Prior Registration Statement”). In connection with the filing of the Prior Registration Statement, the registrant paid a filing fee of $2,601.78 associated with the offering of the Unsold Securities (based on the filing fee rate in effect at the time of the filing of the Prior Registration Statement). The filing fee associated with the offering of the Unsold Securities is hereby carried forward to be applied to the Unsold Securities registered hereunder, and no additional filing fee is due with respect to the Unsold Securities in connection with the filing of this registration statement. The registrant is also registering new securities on this registration statement with an aggregate initial offering price of $79,955,509.16 (the “New Securities”), which aggregate offering price is not specified as to each class of securities. A filing fee of $8,811.10 with respect to the New Securities is being paid in connection with the filing of this registration statement. To the extent that, after the filing date hereof and prior to the effectiveness of this registration statement, the registrant sells any Unsold Securities pursuant to the Prior Registration Statement, the registrant will identify in a pre-effective amendment to this registration statement the updated number of Unsold Securities from the Prior Registration Statement to be included in this registration statement pursuant to Rule 415(a)(6) and the updated amount of new securities to be registered on this registration statement. Pursuant to Rule 415(a)(6), the offering of securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement. |